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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-03-03 |
| CT | RA | APPROVED | 2009-10-05 |
| FL | RA | APPROVED | 2009-10-05 |
Branch Locations
6580 Main St Ryders Landing Ste 102, Stratford, CT 06614-1605 • United States
Niantic, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Stratford | CT | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Stratford | CT | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Stratford | CT | 03/2020 | Present |
Independent Insurance Brokering; Standard Insurance; 02/01/2004; . Board of Directors; Town of East Lyme Public Library; Board Member, Assistant Treasurer; 39 Society Road, , Niantic, CT, 6357; Not Investment-Related; 11/06/2019; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-17 |
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