Jesse Maltzman

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 11/2019
  Fidelity Investments
  New York, NY
• 07/2018 → 11/2019
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 12/2019 → 10/2020
  Aegis Capital Corp
  New York, NY
• 10/2020 → 07/2022
  Bridgeway Wealth Partners, Llc
  New York, NY
• 07/2022 → Present
  Mariner Wealth Advisors
  New York, NY

Previous Registrations

• 2021-10-19 → 2022-07-29
  Bridgeway Wealth Partners, Llc
  New York, NY
• 2019-12-11 → 2020-10-30
  Aegis Capital Corp.
  New York, NY
  New York, NY
• 2018-07-13 → 2019-11-18
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2013-04-22 → 2018-07-13
  Strategic Advisers Llc
  New York, NY
• 2006-11-08 → 2008-02-19
  Hsbc Securities (Usa) Inc.
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2006-11-01
• S63 Uniform Securities Agent State Law Examination
  1999-10-26

Designations

• Certified Financial Planner

Other Names

• Jesse Lawrence Maltzman