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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-09-29 |
Branch Locations
W6228 Communication Ct, Appleton, WI 54914-8531 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Appleton | WI | 03/2024 | Present |
| Old Navy | Oshkosh | WI | 08/2021 | 05/2024 |
| Seventh Sense Botanical Therapy | Appleton | WI | 11/2020 | 08/2021 |
| Fox Communities Credit Union | Appleton | WI | 05/2020 | 11/2020 |
| Seventh Sense Botanical Therapy | Appleton | WI | 05/2019 | 03/2020 |
| Old National Bank | Appleton | WI | 10/2018 | 05/2019 |
| Bath & Body Works | Appleton | WI | 03/2013 | 07/2018 |
| Holidays Pub & Grill | Appleton | WI | 10/2022 | Present |
Outside Employment; Holiday's Pub & Grill; employee; Restaurant/Food Service; 3950 N Richmond St, , Appleton, WI, 54913; Not Investment-Related; 10/13/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-26 |
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