Best Investors
Account
Sign in
Best Investors
Account
Sign in
12544 High Bluff Drive Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-01-25 |
Branch Locations
12526 High Bluff Dr. #300, San Diego, CA 92130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Financial Group, Llc | San Diego | CA | 11/2004 | Present |
| Wealth Alliance, Llc | San Diego | CA | 04/2006 | Present |
(1) WEALTH ALLIANCE, LLC. POSITION: Officer/Director NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 110 SECURITIES TRADING HOURS: 90 START DATE: 08/01/2006 ADDRESS: 1628 Shields Avenue, Encinitas CA 92024, United States DESCRIPTION: (1) 100% OWNER- WEALTH ALLIANCE, LLC. CALIFORNIA REGISTERED INVESTMENT ADVISOR OFFERING INSURANCE, FINANCIAL PLANNING AND ADVISORY SERVICES SINCE 08/2006. 100% TIME SPENT. BUSINESS CONDUCTED AT OFFICE ADRESS OF RECORD. (2) 100% OWNER OF "VITALNRG" DEVELOPMENT OF A WAVE ENERGY CONVERTER (WEC) DEVICE. NON-INVESTMENT RELATED. APPROX 5% OF TIME. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD (3) INNOVATIVE CALIFORNIA BIOSCIENCES INTERNATIONAL POSITION: Independent Contractor NATURE: Consulting Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 06/03/2020 ADDRESS: 12526 High Bluff Drive, Suite 300, San Diego CA 92130, United States DESCRIPTION: Providing material information as an consultant, not advisor. (4) INDEPENDENT FINANCIAL GROUP LLC: Yes Investment related, 12671 High Bluff Dr. #200 San Diego, Ca 92130, Broker Dealer, Registered Representative, Nov 1, 2004, 80 hours a month and 60 of those hours during securities trading hours. Duties of a registered representative such as meeting clients and working with them on securities offered through the broker dealer. (5) DOCTORS HEALTH AND WELLNESS DH&W POSITION: I am a part owner of this company NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 10/01/2025 ADDRESS: 1628 Shields Avenue, Encinitas CA 92024, United States DESCRIPTION: I help consult on various issues as they arrise. I do not have any day to day responsibilites with the company
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-11 |
Reach out to this advisor