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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-08-06
TX RA APPROVED 2024-08-06
  • PA RA
    APPROVED
    Since 2024-08-06
  • TX RA
    APPROVED
    Since 2024-08-06

Branch Locations

1284 Liberty Street Pob 1060, Franklin, PA 16323 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Franklin PA 04/2024 Present
County Of Venango Franklin PA 01/2020 01/2024
Franklin Area Chamber Of Commerce Franklin PA 05/2015 01/2020
Unemployment Franklin PA 01/2024 04/2024
  • 04/2024 → Present
    Franklin, PA
  • 01/2020 → 01/2024
    County Of Venango
    Franklin, PA
  • 05/2015 → 01/2020
    Franklin Area Chamber Of Commerce
    Franklin, PA
  • 01/2024 → 04/2024
    Unemployment
    Franklin, PA
Other Businesses

1. Keystone Community Education Council ; 206 Seneca St, Oil City, PA 16301; To serve the education and economic needs of the region; Board Member; To discuss and approve the programs and initiatives proposed by the Executive Director; 6/7/21; 1hr/mo; During Securities Trading Hours; Not Investment Related. 2. Franklin Area Chamber of Commerce--Applefest CORE Committee; 1255 Liberty St, Franklin, PA 16323; Applefest is a festival hosted by the Franklin Area Chamber of Commerce to act as an economic driver for the area; Chairman-Applefest Committee; To lead the meetings and discuss Executive Director's proposals; 3/2/20; 1 hr/mo; Not During Securities Trading Hours; Not Investment Related. 3. Drake Energy Security Forum; 603 West First St, Oil City, PA 16323; To advance a balanced understanding of energy and climate security; Board Member; Help plan annual event to bring in climate and energy experts from across the globe; 8/1/24; 4 hr/qtr; Not During Securities Trading Hours; Not Investment Related. 4. Venango Museum of Art, Science and Industry; 270 Seneca Street, Oil City PA 16301; Museum preserving artifacts relevant to local heritage; Board Member; To approve actions of Executive Director; 1/6/2020; 1 hr/mo; Not During Securities Trading Hours, Not Investment Related. 5. Borough of Sugarcreek Zoning Hearing Board; 212 Fox St. Franklin, PA 16323; Local municipality; Zoning Hearing Board member; To hear and rule on special exception appeals and variance requests on zoning regulations; 08/11/2025; 3hrs/yr; Not during securities trading hours; Not Investment Related 6. Northwest Hospital Foundation, Corporation Board; 100 Fairfield Dr Seneca, PA 16346; Their mission is to secure and allocate resources for funding projects exclusively in support of UPMC Northwest; Corporation Board Member; To oversee the state of the Hospital Foundation and advise accordingly; 10/15/2025; 4hrs/yr; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-05
  • S66 Uniform Combined State Law Examination
    2024-08-05

View on SEC IAPD

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