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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-08-06 |
| TX | RA | APPROVED | 2024-08-06 |
Branch Locations
1284 Liberty Street Pob 1060, Franklin, PA 16323 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Franklin | PA | 04/2024 | Present |
| County Of Venango | Franklin | PA | 01/2020 | 01/2024 |
| Franklin Area Chamber Of Commerce | Franklin | PA | 05/2015 | 01/2020 |
| Unemployment | Franklin | PA | 01/2024 | 04/2024 |
1. Keystone Community Education Council ; 206 Seneca St, Oil City, PA 16301; To serve the education and economic needs of the region; Board Member; To discuss and approve the programs and initiatives proposed by the Executive Director; 6/7/21; 1hr/mo; During Securities Trading Hours; Not Investment Related. 2. Franklin Area Chamber of Commerce--Applefest CORE Committee; 1255 Liberty St, Franklin, PA 16323; Applefest is a festival hosted by the Franklin Area Chamber of Commerce to act as an economic driver for the area; Chairman-Applefest Committee; To lead the meetings and discuss Executive Director's proposals; 3/2/20; 1 hr/mo; Not During Securities Trading Hours; Not Investment Related. 3. Drake Energy Security Forum; 603 West First St, Oil City, PA 16323; To advance a balanced understanding of energy and climate security; Board Member; Help plan annual event to bring in climate and energy experts from across the globe; 8/1/24; 4 hr/qtr; Not During Securities Trading Hours; Not Investment Related. 4. Venango Museum of Art, Science and Industry; 270 Seneca Street, Oil City PA 16301; Museum preserving artifacts relevant to local heritage; Board Member; To approve actions of Executive Director; 1/6/2020; 1 hr/mo; Not During Securities Trading Hours, Not Investment Related. 5. Borough of Sugarcreek Zoning Hearing Board; 212 Fox St. Franklin, PA 16323; Local municipality; Zoning Hearing Board member; To hear and rule on special exception appeals and variance requests on zoning regulations; 08/11/2025; 3hrs/yr; Not during securities trading hours; Not Investment Related 6. Northwest Hospital Foundation, Corporation Board; 100 Fairfield Dr Seneca, PA 16346; Their mission is to secure and allocate resources for funding projects exclusively in support of UPMC Northwest; Corporation Board Member; To oversee the state of the Hospital Foundation and advise accordingly; 10/15/2025; 4hrs/yr; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-05 |
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