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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-07-26 |
| PA | RA | APPROVED | 2013-05-20 |
Branch Locations
1284 Liberty Street Pob 1060, Franklin, PA 16323 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Franklin | PA | 05/2013 | Present |
1. FKL HOLDINGS; 1284 LIBERTY ST FRANKLIN PA 16323; REAL ESTATE HOLDINGS AND RENTAL; OWNER; PURHCASE PROPERTY, MAINTAIN PROPERTIES, NEGOCIATE LEASES, LANDLORD/TENANT RELATIONS; 12/12017; 5.0 HOURS PER WEEK; NOT DURING SECURITIES TRADING HOURS; INVESTMENT-RELATED. 2. Franklin Moving Forward; 1255 Liberty St, Franklin, PA 16323; Non-Profit for the betterment of the Franklin, PA area and it's local Chamber of Commerce; Chairman; Run meetings, organize the board and committees; 12/21/2020; 2 Hours per Week; Not During Securities Trading Hours; Not Investment-Related. 3. Sandycreek Township Planning Commission; 878 Pone Ln Franklin PA 16323; Review Zoning and ordinance changes; Board Member; review and recommend zoning and ordinance changes; 1/3/22; 1 hour per month; not during sec trading hours; inv related 4. UPMC Northwest Board of Directors; 100 Fairfield Dr, Seneca, PA 16346; Hospital; Board Member; Review the administration of UPMC Northwest; 11/1/2024; 2 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-22 |
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