James Howard Williams

Current Employers

Employment History

• 03/2009 → Present
  Stifel, Nicolaus & Company, Incorporated
  Franklin, PA

Previous Registrations

• 2007-05-21 → 2009-03-10
  Butler, Wick & Co., Inc.
  Youngstown, OH
  Franklin, PA

Other Businesses

1. Northwest Hospital Foundation; 100 Fairfield Dr, Seneca, PA 16346; The Foundation provides support for hospital and health care needs which are above and beyond what the UPMC system provides; Secretary of the Board of Directors; Attesting to meeting notes/minutes. Signing as Board secretary using the corporate seal on copies of motions if required. Attending Executive committee meetings twice per annum; 01/03/2022; 4 Hours per Quarter; During Securities Trading Hours; Not Investment-Related. 2. Franklin Area Chamber of Commerce; 1255 Liberty St Franklin, PA 16323; Local business advocate; Member, Applefest Festival committee; Help to organize an annual local festival; 01/01/2025; 3hrs/mth; During securities trading hours; Not investment related

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-05-16
• S63 Uniform Securities Agent State Law Examination
  1982-12-02

Other Names

• Jim Williams
• James Howard (Jr) Williams