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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-23 |
| MO | RA | APPROVED | 2024-07-29 |
Branch Locations
1371 N Mt Auburn Rd, Cape Girardeau, MO 63701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cape Girardeau | MO | 03/2024 | Present |
| Unemployed | Cape Girardeau | MO | 01/2024 | 03/2024 |
| Baylor University | Waco | TX | 01/2022 | 12/2023 |
| Unemployed | Cape Girardeau | MO | 06/2021 | 12/2022 |
| Baylor University | Waco | TX | 01/2021 | 05/2021 |
| Unemployed | Cape Girardeau | MO | 01/2014 | 12/2020 |
| Bank Of America, N.A | Cape Girardeau | MO | 06/2024 | Present |
I*1776330 , Entity Type,For Profit Name of OBA:Mimi Ski LLC Address:Cape Girardeau, Missouri,63701 Investment Related: no Position, Title, Association: Other Employee Start Date: 02/0/2023 No Hours:5 yearly No Hours during trading: 0 Duties:Fractional ownership of resort property. No responsibilities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-26 |
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