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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-05
CT RA APPROVED 2024-04-30
  • TX RA
    APPROVED
    Since 2024-06-05
  • CT RA
    APPROVED
    Since 2024-04-30

Branch Locations

29 W Boylston St, Worcester, MA 01605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Acton MA 09/2022 Present
Bank Of America N.A Acton MA 09/2022 Present
High School Winthrop MA 01/2014 01/2017
Nick's Place Winthrop MA 01/2017 07/2018
Bunker Hill Community College Charlestown MA 07/2018 01/2020
Alfredo's Italian Kitchen South Boston MA 05/2021 09/2022
Unemployed Winthrop MA 01/2020 05/2021
Doordash Belmont/ Waltham/ Cambridge MA 11/2021 09/2022
  • 09/2022 → Present
    Acton, MA
  • 09/2022 → Present
    Bank Of America N.A
    Acton, MA
  • 01/2014 → 01/2017
    High School
    Winthrop, MA
  • 01/2017 → 07/2018
    Nick's Place
    Winthrop, MA
  • 07/2018 → 01/2020
    Bunker Hill Community College
    Charlestown, MA
  • 05/2021 → 09/2022
    Alfredo's Italian Kitchen
    South Boston, MA
  • 01/2020 → 05/2021
    Unemployed
    Winthrop, MA
  • 11/2021 → 09/2022
    Doordash
    Belmont/ Waltham/ Cambridge, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-09
  • S66 Uniform Combined State Law Examination
    2023-12-09
Other Names
  • Mohamed Hamada

View on SEC IAPD

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