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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-01-07 |
| TX | RA | APPROVED_RES | 2026-01-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | New York | NY | 04/2024 | 12/2025 |
| Harvest Restaurant Group / Cag Morristown | Morristown | NJ | 05/2023 | 04/2024 |
| The Keg Steakhouse | Tempe | AZ | 10/2021 | 05/2023 |
| Unemployed | Morristown | NJ | 01/2016 | 08/2020 |
| J.P. Morgan Securities Llc | New York | NY | 01/2026 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 01/2026 | Present |
| Harvest Restaurant Group / Ut Westfield | Westfield | NJ | 08/2020 | 06/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-02 |
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