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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-06
  • FL RA
    APPROVED
    Since 2026-03-06

Branch Locations

1970 W New Haven Ave, Melbourne, FL 32904 • United States

480 N Orlando Ave Ste C220 [F2-Rbo], Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services, Inc. Fort Worth TX 03/2024 09/2024
Unemployed Granite Bay CA 06/2014 06/2017
Mackay And Somps Roseville CA 06/2017 08/2021
Buffalo Wild Wings Roseville CA 08/2021 02/2023
Dante Club Event Center Sacramento CA 08/2021 12/2025
Yard House Roseville CA 02/2023 09/2024
First Command Brokerage Services, Inc Fort Worth TX 09/2024 01/2026
First Command Advisory Services , Inc. Fort Worth TX 09/2024 01/2026
First Command Insurance Services , Inc. Fort Worth TX 09/2024 01/2026
Wells Fargo Clearing Services, Llc Cape Canaveral FL 02/2026 Present
Wells Fargo Bank, Na Cape Canaveral FL 01/2026 Present
  • 03/2024 → 09/2024
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 06/2014 → 06/2017
    Unemployed
    Granite Bay, CA
  • 06/2017 → 08/2021
    Mackay And Somps
    Roseville, CA
  • 08/2021 → 02/2023
    Buffalo Wild Wings
    Roseville, CA
  • 08/2021 → 12/2025
    Dante Club Event Center
    Sacramento, CA
  • 02/2023 → 09/2024
    Yard House
    Roseville, CA
  • 09/2024 → 01/2026
    First Command Brokerage Services, Inc
    Fort Worth, TX
  • 09/2024 → 01/2026
    First Command Advisory Services , Inc.
    Fort Worth, TX
  • 09/2024 → 01/2026
    First Command Insurance Services , Inc.
    Fort Worth, TX
  • 02/2026 → Present
    Cape Canaveral, FL
  • 01/2026 → Present
    Wells Fargo Bank, Na
    Cape Canaveral, FL
Previous Registrations
Other Businesses

DOORDASH; NOT INV RELATED;SAN FRANCISCO,CA; DELIVERY DRIVER; START DATE: 03/02/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-09
S63 Uniform Securities Agent State Law Examination 2024-07-25
  • S65 Uniform Investment Adviser Law Examination
    2024-09-09
  • S63 Uniform Securities Agent State Law Examination
    2024-07-25

View on SEC IAPD

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