Sean Bresnan

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-05-30

NY RA
APPROVED

Since 2025-05-30

Branch Locations

1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	New York	NY	03/2024	Present
Unemployed	Yonkers	NY	02/2015	02/2024

03/2024 → Present

Ubs Financial Services

New York, NY
02/2015 → 02/2024

Unemployed

Yonkers, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-05-30

S66 Uniform Combined State Law Examination

2025-05-30

View on SEC IAPD

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