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Douglas Robert Ferrara

LPl Financial LLC

Baton Rouge, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-05-18
  • LA RA
    APPROVED
    Since 2026-05-18

Branch Locations

4611 Bluebonnet Blvd, Ste A, Baton Rouge, LA 70809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Exxonmobil Baton Rouge LA 06/2014 01/2026
Lpl Financial Llc Baton Rouge LA 04/2024 02/2025
Lpl Financial Llc Baton Rouge LA 12/2025 Present
Other Businesses

1.02/05/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name LDFwealth Financial Group; Investment Related; at Reported Business Location(s); Start Date 01/29/2026; 160hrs/mth; 160hrs during trading 2.05/21/2026; Ferrara Wealth Advisors, LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 02/27/2026; 3hrs/mth; 3hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-18
  • S66 Uniform Combined State Law Examination
    2026-05-18
Other Names
  • Doug Ferrara

View on SEC IAPD

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