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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-07-13
LA RA APPROVED 2002-12-02
  • TX RA
    APPROVED
    Since 2004-07-13
  • LA RA
    APPROVED
    Since 2002-12-02

Branch Locations

445 North Blvd, Baton Rouge, LA 70802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baton Rouge LA 08/2002 Present
Bank Of America, N.A. Baton Rouge LA 07/2011 Present
Other Businesses

I*77867 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MICHAEL FELS INVESTMENT RELATED: Y ADDRESS OF BUSINESS: BATON ROUGE, LOUISIANA 70809 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 4/30/1993 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: REAL ESTATE BROKERAGE. CURRENTLY NOT ACTIVE IN LISTING OR INVESTMENT ACTIVITIES. I*100033 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: INVESTMENT RELATED: N ADDRESS OF BUSINESS: BATON ROUGE, LOUISIANA 70809 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/24/2016 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE PURPOSE OF THIS ACTIVITY IS TO PURSUE POTENTIAL APPLICATIONS FOR US PATENT AWARDS ON PATENT APPLICATIONS TO BE SUBMITTED. INVENTIONS PURSUED WOULD NOT BE CLASSIFIED IN THE FI

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-02
S63 Uniform Securities Agent State Law Examination 1986-09-19
  • S66 Uniform Combined State Law Examination
    2002-10-02
  • S63 Uniform Securities Agent State Law Examination
    1986-09-19
Other Names
  • Michael Thomas Fels

View on SEC IAPD

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