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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2015-12-09 |
| TX | RA | APPROVED_RES | 2004-05-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Baton Rouge | LA | 02/2002 | Present |
| Bank Of America, N.A. | Baton Rouge | LA | 06/2011 | Present |
I*51019For profit or not for profit: For-Profit OrganizationName of outside business organization: Hunting HoldingsInvestment related: NAddress of business:baton rouge, Louisiana 70806Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 2/3/2012Number of hours devoted: 1 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: HUNTING CAMP WITH FATHER IN LAW I*4729277, Entity Type: , Name of OBA: Catholic High School, Address: Baton Rouge, Louisiana, 70806, Investment Related: N, Position, Title, Association:fundraising committee , Employee Start Date: 06/25/2026, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: Looking to see if I can be on the CHS class of 1996 fundraising committee for a memorial scholarship for our grade. Duties will be to call my class of 1996 colleagues to ask for donations for the Class of 1996 Memorial Scholarship fund. Education
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-30 |
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