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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2005-04-13 |
| TX | RA | APPROVED | 2005-03-23 |
| MS | RA | APPROVED | 2005-03-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Baton Rouge | LA | 11/2004 | Present |
| Bank Of America, N.A. | Baton Rouge | LA | 07/2011 | Present |
(1)I AM THE OWNER OF PILAND CPA FIRM, WHICH PRACTICES PUBLIC ACCOUNTING, AND IS LOCATED AT BATON ROUGE, LA 70808. I HAVE BEEN THE OWNER OF THE FIRM SINCE FEB. 1, 1994 AND I HAVE BEEN WRAPPING UP THE AFFAIRS OF THE BUSINESS SINCE NOV. 1, 2004 AND SHOULD BE COMPLETED WITH THIS PROCESS BY JANUARY 31, 2005. I HAVE DEVOTED APPROXIMATELY SIXTY HOURS PER MONTH(OR 3 HOURS PER DAY) TO WRAPPING UP THE ACCOUNTING BUSINESS. THIS BUSINESS IS NOT INVESTMENT RELATED. I*24748For profit or not for profit: For-Profit OrganizationName of outside business organization: BCAMS, LLCInvestment related: YAddress of business:Baton Rouge, Louisiana 70810Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 9/17/2002Number of hours devoted: 1 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: The entity, which was formed prior to employment with ML, also has a passive interest in a LLC that is also a passive investor in another LLC. I*24748FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: BCAMS, LLCINVESTMENT RELATED: YADDRESS OF BUSINESS: BATON ROUGE, LOUISIANA 70810NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 9/17/2002NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: THE ENTITY HOLDS 38,750 SHS OF CANADA ENERGY THE ENTITY, WHICH WAS FORMED PRIOR TO EMPLOYMENT WITH ML, ALSO HAS A PASSIVE INTEREST IN A LLC THAT IS ALSO A PASSIVE INVESTOR IN ANOTHER LLC. I*1926369, Entity Type NOT FOR PROFIT, Name of OBA: St Jude the Apostle Catholic Church Address: BATON ROUGE, LA 70810 Investment Related: No Position, Title, Association: None Employee Start Date: AUGUST 5, 2024 No Hours: 2 monthly No Hours during trading: 0 Duties: The entity is my local church. I have been asked to join the "offertory collection count team". This is a group of 20 +/- folks (four each Sunday) who assist after church each Sunday to count the daily collection, list the categories (cash, checks, etc), and prepare the funds for deposit by the director of finance on Monday.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-15 |
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