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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2005-04-13
TX RA APPROVED 2005-03-23
MS RA APPROVED 2005-03-16
  • LA RA
    APPROVED
    Since 2005-04-13
  • TX RA
    APPROVED
    Since 2005-03-23
  • MS RA
    APPROVED
    Since 2005-03-16

Branch Locations

445 North Blvd, Baton Rouge, LA 70802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Baton Rouge LA 11/2004 Present
Bank Of America, N.A. Baton Rouge LA 07/2011 Present
  • 11/2004 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Baton Rouge, LA
  • 07/2011 → Present
    Bank Of America, N.A.
    Baton Rouge, LA
Other Businesses

(1)I AM THE OWNER OF PILAND CPA FIRM, WHICH PRACTICES PUBLIC ACCOUNTING, AND IS LOCATED AT BATON ROUGE, LA 70808. I HAVE BEEN THE OWNER OF THE FIRM SINCE FEB. 1, 1994 AND I HAVE BEEN WRAPPING UP THE AFFAIRS OF THE BUSINESS SINCE NOV. 1, 2004 AND SHOULD BE COMPLETED WITH THIS PROCESS BY JANUARY 31, 2005. I HAVE DEVOTED APPROXIMATELY SIXTY HOURS PER MONTH(OR 3 HOURS PER DAY) TO WRAPPING UP THE ACCOUNTING BUSINESS. THIS BUSINESS IS NOT INVESTMENT RELATED. I*24748For profit or not for profit: For-Profit OrganizationName of outside business organization: BCAMS, LLCInvestment related: YAddress of business:Baton Rouge, Louisiana 70810Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 9/17/2002Number of hours devoted: 1 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: The entity, which was formed prior to employment with ML, also has a passive interest in a LLC that is also a passive investor in another LLC. I*24748FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: BCAMS, LLCINVESTMENT RELATED: YADDRESS OF BUSINESS: BATON ROUGE, LOUISIANA 70810NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 9/17/2002NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: THE ENTITY HOLDS 38,750 SHS OF CANADA ENERGY THE ENTITY, WHICH WAS FORMED PRIOR TO EMPLOYMENT WITH ML, ALSO HAS A PASSIVE INTEREST IN A LLC THAT IS ALSO A PASSIVE INVESTOR IN ANOTHER LLC. I*1926369, Entity Type NOT FOR PROFIT, Name of OBA: St Jude the Apostle Catholic Church Address: BATON ROUGE, LA 70810 Investment Related: No Position, Title, Association: None Employee Start Date: AUGUST 5, 2024 No Hours: 2 monthly No Hours during trading: 0 Duties: The entity is my local church. I have been asked to join the "offertory collection count team". This is a group of 20 +/- folks (four each Sunday) who assist after church each Sunday to count the daily collection, list the categories (cash, checks, etc), and prepare the funds for deposit by the director of finance on Monday.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-15
  • S66 Uniform Combined State Law Examination
    2005-03-15

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