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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-17 |
| CA | RA | APPROVED | 2024-06-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Laguna Niguel | CA | 03/2024 | Present |
| Retired | San Clemente | CA | 05/2022 | 03/2024 |
| Tennessee Titans | Nashville | TN | 05/2020 | 05/2022 |
| San Diego/Los Angeles Chargers | San Diego/ Los Angeles | CA | 03/2015 | 05/2020 |
| Bank Of America N.A. | Laguna Niguel | CA | 05/2024 | Present |
I* 1760279For profit or not for profit: Entity For ProfitName of outside business organization: Dzubnar FarmsInvestment related: noAddress of business: Temecula, CA, 92590Nature of business: General PartnershipPosition, title, association: General Partner/Managing Member,OwnerStart date of relationship: 11/20/2016Number of hours devoted: 1 monthlyNumber of hours devoted during trading hours: 0Duties: I own another agriculture property with my wife and my parents. I talk to our property manager about our grove. it is professionally managed by a separate company that we pay. I*2206284, Entity Type: , Name of OBA: Rental Property 2, Address: Temecula, California, 92592, Investment Related: N, Position, Title, Association: Sole owner, Employee State Date: 03/03/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: I*2207291, Entity Type: , Name of OBA: Rental Property 1, Address: Murrieta, California, 92563, Investment Related: N, Position, Title, Association: Sole owner, Employee State Date: 03/03/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-03 |
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