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Michael John Herlevi

Tcfg Investment Advisors, LLC

Laguna Niguel, CA

Oak Harbor, WA

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Current Employers
Tcfg Investment Advisors, Llc

28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-03-20
WA RA APPROVED 2021-12-09
  • GA RA
    APPROVED
    Since 2023-03-20
  • WA RA
    APPROVED
    Since 2021-12-09

Branch Locations

28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States

Oak Harbor, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2018 10/2021
Heritage Bank/Whidbey Island Bank Oak Harbor WA 06/2017 02/2018
Dicks Sporting Goods Bellingham WA 10/2016 06/2017
Office Max Oak Harbor WA 06/2016 09/2016
Tcfg Wealth Management, Llc Laguna Niguel CA 11/2021 Present
Tcfg Investment Advisors Laguna Niguel CA 11/2021 Present
  • 03/2018 → 10/2021
    Edward Jones
    St Louis, MO
  • 06/2017 → 02/2018
    Heritage Bank/Whidbey Island Bank
    Oak Harbor, WA
  • 10/2016 → 06/2017
    Dicks Sporting Goods
    Bellingham, WA
  • 06/2016 → 09/2016
    Office Max
    Oak Harbor, WA
  • 11/2021 → Present
    Tcfg Wealth Management, Llc
    Laguna Niguel, CA
  • 11/2021 → Present
    Tcfg Investment Advisors
    Laguna Niguel, CA
Previous Registrations
  • 2018-05-11 → 2021-11-09
    Edward Jones
    Capitola, CA
    Santa Cruz, CA
    St Louis, MO
    Santa Cruz, CA
    Aptos, CA
Other Businesses

TCFG Insurance Solutions | Not Investment related | 9/2021 | Insurance Agent | 28202 Cabot Rd #300, Laguna Niguel, CA 92677 | 20 hours/week | Herlevi Wealth Management DBA | Investment related | 11/5/2021 | Investment Advising | 28202 Cabot Rd #300, Laguna Niguel, CA 92677 |120 hours/month | Provide consultation/advice/management of client personal investment portfolios | TCFG Investment Advisors | Investment related | 9/2021 | Advise to clients | 28202 Cabot Rd #300, Laguna Niguel, CA 92677. | 20 hours/week | Give professional advice |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-10
  • S66 Uniform Combined State Law Examination
    2018-05-10
Other Names
  • Michael John Herlevi
  • Michael Herlevi

View on SEC IAPD

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LPL FINANCIAL LLC · LAGUNA NIGUEL, CA
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MORGAN STANLEY · Laguna Niguel, CA
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