Steven Andrew King

Employer firm

Tcfg Investment Advisors, LLC CRD 166606

$639M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2017 → 09/2021
  Bank Of America / Merrill Lynch
  Corpus Christi, TX
• 10/2016 → 08/2017
  Keller Williams Realty
  Corpus Christi, TX
• 10/2015 → 10/2016
  K&M Premier Real Estate
  Corpus Christi, TX
• 09/2021 → 04/2024
  Edward Jones
  St Louis, MO
• 05/2024 → Present
  Tcfg Investment Advisers, Llc
  Laguna Niguel, CA
• 05/2024 → Present
  Tcfg Wealth Management, Llc
  Laguna Niguel, CA

Previous Registrations

• 2021-09-10 → 2024-04-19
  Edward Jones
  Ingleside, TX
• 2018-02-12 → 2021-09-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Corpus Christi, TX
  Corpus Christi, TX
  Corpus Christi, TX
  Corpus Christi, TX
  San Antonio, TX
  Corpus Christi, TX

Other Businesses

Uber |Non-Investment related|Uber Driver| Corpus Christi, Tx|delivery driver|75 hours/month SMK Enterprises | Inc. Non-Investment related | 11221 Brendel Ln. Corpus Christi, TX 78410 | E-commerce | President/Owner | 05/2015 | 32 hours/month. 0 during trading hours | Product research, my wife handles most of the activities. | King Wealth Management LLC. | Investment Related | 11221 Brendel Ln. Corpus Christi, TX 78410 | Branding | Owner | 05/2024 | 160 hours/month, 160 hours during trading hours | Financial Advising and Planning | Mercor|Non-Investment related|remote work| AI training business|Generalist Rubrics Expert|03/2026|4hours/month, not during securities trading hours| Reviewing AI prompts and confirming information, similar to key word search Micro1|Non-Investment related|remote work| AI training business|Generalist Rubrics Expert|03/2026|4hours/month, not during securities trading hours| Reviewing AI prompts and confirming information, similar to key word search Texas State Rentals|Non-Investment Related|6219 US 77, Odem, TX 78370|Part time Sales|08/2026| 20 hours/month, not during securities trading hours| Selling Rental of Heavy Equipment

Exams

• S66 Uniform Combined State Law Examination
  2018-02-09

Other Names

• Steven King
• Steven Andrew King