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Steven Andrew King

Tcfg Investment Advisors, LLC

Laguna Niguel, CA

Corpus Christi, TX

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Current Employers
Tcfg Investment Advisors, Llc

28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-06
TX RA APPROVED 2024-05-06
  • CA RA
    APPROVED
    Since 2025-08-06
  • TX RA
    APPROVED
    Since 2024-05-06

Branch Locations

28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States

Corpus Christi, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America / Merrill Lynch Corpus Christi TX 06/2017 09/2021
Keller Williams Realty Corpus Christi TX 10/2016 08/2017
K&M Premier Real Estate Corpus Christi TX 10/2015 10/2016
Edward Jones St Louis MO 09/2021 04/2024
Tcfg Investment Advisers, Llc Laguna Niguel CA 05/2024 Present
Tcfg Wealth Management, Llc Laguna Niguel CA 05/2024 Present
  • 06/2017 → 09/2021
    Bank Of America / Merrill Lynch
    Corpus Christi, TX
  • 10/2016 → 08/2017
    Keller Williams Realty
    Corpus Christi, TX
  • 10/2015 → 10/2016
    K&M Premier Real Estate
    Corpus Christi, TX
  • 09/2021 → 04/2024
    Edward Jones
    St Louis, MO
  • 05/2024 → Present
    Tcfg Investment Advisers, Llc
    Laguna Niguel, CA
  • 05/2024 → Present
    Tcfg Wealth Management, Llc
    Laguna Niguel, CA
Previous Registrations
Other Businesses

Uber |Non-Investment related|Uber Driver| Corpus Christi, Tx|delivery driver|75 hours/month SMK Enterprises | Inc. Non-Investment related | 11221 Brendel Ln. Corpus Christi, TX 78410 | E-commerce | President/Owner | 05/2015 | 32 hours/month. 0 during trading hours | Product research, my wife handles most of the activities. | King Wealth Management LLC. | Investment Related | 11221 Brendel Ln. Corpus Christi, TX 78410 | Branding | Owner | 05/2024 | 160 hours/month, 160 hours during trading hours | Financial Advising and Planning | Mercor|Non-Investment related|remote work| AI training business|Generalist Rubrics Expert|03/2026|4hours/month, not during securities trading hours| Reviewing AI prompts and confirming information, similar to key word search Micro1|Non-Investment related|remote work| AI training business|Generalist Rubrics Expert|03/2026|4hours/month, not during securities trading hours| Reviewing AI prompts and confirming information, similar to key word search Texas State Rentals|Non-Investment Related|6219 US 77, Odem, TX 78370|Part time Sales|08/2026| 20 hours/month, not during securities trading hours| Selling Rental of Heavy Equipment

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-09
  • S66 Uniform Combined State Law Examination
    2018-02-09
Other Names
  • Steven King
  • Steven Andrew King

View on SEC IAPD

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ANDREW LEE EHRLICH
HEATHER MICHELLE BOONE
LORA J ROMMEL
JESSICA LYNN KRUSEY
Burton Blayne Brown
Michael John Herlevi
Don M Dumas
HENRY MARTINEZ PENA

Other Offices

EHRLICH FINANCIAL GROUP · LAGUNA NIGUEL, CA
SENTIENT FINANCIAL, LLC · LAGUNA NIGUEL, CA
LPL FINANCIAL LLC · LAGUNA NIGUEL, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAGUNA NIGUEL, CA
MORGAN STANLEY · Laguna Niguel, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Laguna Niguel, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Laguna Niguel, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Laguna Niguel, CA

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