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28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-01-15 |
| CA | RA | APPROVED | 2025-01-03 |
| TX | RA | APPROVED_RES | 2025-01-03 |
Branch Locations
San Clemente, CA • United States
28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Atomi Financial Advisors | Irvine | CA | 11/2014 | 12/2021 |
| Shopoff Securities Inc | Irvine | CA | 01/2015 | 12/2016 |
| Voleo Usa, Inc. | Irvine | CA | 12/2018 | 03/2020 |
| Entoro Capital Llc | Houston | TX | 02/2022 | 05/2022 |
| Entoro Securities Llc | Houston | TX | 02/2022 | 05/2022 |
| Compound Planning | New York | NY | 01/2022 | 12/2024 |
| Tcfg Wealth Management | Laguna Niguel | CA | 12/2024 | Present |
| Tcfg Investment Adviosrs | Laguna Niguel | CA | 12/2024 | Present |
(1) TCFG INSURANCE SOLUTIONS, LLC; INVESTMENT RELATED; INSURANCE BROKER SELLING LIFE, DISABILITY, HEALTH, LONG-TERM CARE; 15 HRS/MONTH; COMMISSIONS. INSURANCE AGENT FOR VARIOUS LIFE AND HEALTH INSURANCE COMPANIES; 15 HRS/MONTH (2) TCFG WEALTH MANAGEMENT, LLC; INVESTMENT RELATED; REGISTERED REP; 40HRS/MTH
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-05-08 |
| S66 | Uniform Combined State Law Examination | 2006-11-22 |
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