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Current Employers
Tcfg Investment Advisors, Llc

28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-01-15
CA RA APPROVED 2025-01-03
TX RA APPROVED_RES 2025-01-03
  • NC RA
    APPROVED
    Since 2025-01-15
  • CA RA
    APPROVED
    Since 2025-01-03
  • TX RA
    APPROVED_RES
    Since 2025-01-03

Branch Locations

San Clemente, CA • United States

28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Atomi Financial Advisors Irvine CA 11/2014 12/2021
Shopoff Securities Inc Irvine CA 01/2015 12/2016
Voleo Usa, Inc. Irvine CA 12/2018 03/2020
Entoro Capital Llc Houston TX 02/2022 05/2022
Entoro Securities Llc Houston TX 02/2022 05/2022
Compound Planning New York NY 01/2022 12/2024
Tcfg Wealth Management Laguna Niguel CA 12/2024 Present
Tcfg Investment Adviosrs Laguna Niguel CA 12/2024 Present
  • 11/2014 → 12/2021
    Atomi Financial Advisors
    Irvine, CA
  • 01/2015 → 12/2016
    Shopoff Securities Inc
    Irvine, CA
  • 12/2018 → 03/2020
    Voleo Usa, Inc.
    Irvine, CA
  • 02/2022 → 05/2022
    Entoro Capital Llc
    Houston, TX
  • 02/2022 → 05/2022
    Entoro Securities Llc
    Houston, TX
  • 01/2022 → 12/2024
    Compound Planning
    New York, NY
  • 12/2024 → Present
    Tcfg Wealth Management
    Laguna Niguel, CA
  • 12/2024 → Present
    Tcfg Investment Adviosrs
    Laguna Niguel, CA
Previous Registrations
Other Businesses

(1) TCFG INSURANCE SOLUTIONS, LLC; INVESTMENT RELATED; INSURANCE BROKER SELLING LIFE, DISABILITY, HEALTH, LONG-TERM CARE; 15 HRS/MONTH; COMMISSIONS. INSURANCE AGENT FOR VARIOUS LIFE AND HEALTH INSURANCE COMPANIES; 15 HRS/MONTH (2) TCFG WEALTH MANAGEMENT, LLC; INVESTMENT RELATED; REGISTERED REP; 40HRS/MTH

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-05-08
S66 Uniform Combined State Law Examination 2006-11-22
  • S63 Uniform Securities Agent State Law Examination
    2026-05-08
  • S66 Uniform Combined State Law Examination
    2006-11-22
Designations
Other Names
  • B.J. Brown
  • Burton Jafon Blayne Brown
  • Burton Brown

View on SEC IAPD

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