Audrey Shih-Min Chang

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → Present
  Rbc Capital Markets, Llc
  Pasadena, CA
• 08/2018 → Present
  Morgan Stanley Smith Barney Llc
  Pasadena, CA

Previous Registrations

• 2014-06-19 → 2014-12-24
  Rbc Capital Markets, Llc
  Pasadena, CA
• 2009-06-01 → 2014-06-24
  Morgan Stanley
  Los Angeles, CA
• 2005-08-12 → 2009-06-01
  Citigroup Global Markets Inc.
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
• 2003-03-13 → 2005-08-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA

Other Businesses

1.Rental property; Investment related: Yes; Alhambra, CA; Rental property; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Dec 2014; During business hours: 0; After business hours: 0; owner and landlord *691902 - IHSS; Investment related- No; Monterey Park, California; Elder Care; provider (proprietor, partner, officer, director, employee, trustee, agent); 02/2026; During business hours: 0; After business hours: 43; care giver.

Exams

• S66 Uniform Combined State Law Examination
  2018-12-10
• S63 Uniform Securities Agent State Law Examination
  2000-02-29

Other Names

• Audrey Chang
• Shihmin Chang
• Shih-Min Chang
• Audrey Shihmin Chang