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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-01
NJ RA APPROVED 2007-11-12
  • NY RA
    APPROVED
    Since 2021-04-01
  • NJ RA
    APPROVED
    Since 2007-11-12

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Islip, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman, Llc New York NY 08/2006 Present
  • 08/2006 → Present
    Neuberger Berman, Llc
    New York, NY
Other Businesses

PART TIME EMPLOYEE FOR LG FAIRMONT GROUP. LICENSED REAL ESTATE SALES PERSON.NOT INVESTMENT RELATED. 150 BROADWAY, SUITE 506 NEW YORK, NY 10038. I STARTED IN NOVEMBER 2014,SPEND APPROXIMATELY 40 HOURS PER MONTH DURING NON-TRADING HOURS, AND MAYBE 5 HOURS A MONTH AT MOST DURING TRADING HOURS. MY MAIN JOB FUNCTION IS TO MATCH REAL ESTATE BUYERS WITH SELLERS AND VICE VERSA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-09
S63 Uniform Securities Agent State Law Examination 2001-05-03
  • S66 Uniform Combined State Law Examination
    2007-11-09
  • S63 Uniform Securities Agent State Law Examination
    2001-05-03

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