Michael G Zamboni

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → Present
  Lpl Financial
  Pittsfield, MA
• 04/2018 → Present
  Lpl Financial
  Chandler, AZ

Other Businesses

1. 05/27/10 - CASTLE INVESTMENT ADVISORS/ DBA ONLY/ PITTSFIELD, MA 2. 05/27/10 - OWNS MULTIPLE LOW INCOME HOUSING UNITS/ 1% OF TIME/ PITTSFIELD, MA 3. 09/18/2012: DBA ONLY / THE ZAMBONI GROUP / PITTSFIELD, MA 4. 11/18/2014 - MICHELE DUCHARME - OTHER - OFFICE RENTAL - OFFICE RENTAL - PITTSFIELD, MA. 5. 12/1/2016: No Business Name - Investment Related - 279 Dalton Ave, Pittsfield Ma. 01201 - Real Estate Rental - Start 12/20/16 - 1 Hour Per Month/0 Hours During Securities Trading. 6. 01/11/2023 - The Zamboni Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/20/2022- 160 Hours Per Month/65 Hours During Securities Trading. 7.05/12/2025 - Michael Zamboni - Not Investment Related - Outside/W-2 Employment - Various Locations - Start Date:01/01/2024 - 1015 Hrs/Mth - 0 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-10-05
• S63 Uniform Securities Agent State Law Examination
  2000-06-22

Other Names

• Michael G Zamboni