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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-10-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Chippewa Falls | WI | 04/2024 | 10/2025 |
| Royal Credit Union | Altoona | WI | 10/2022 | 04/2024 |
| University Of Wisconsin Eau Claire | Eau Claire | WI | 09/2017 | 05/2022 |
| Homegoods Corporation | Eau Claire | WI | 12/2020 | 12/2021 |
| Lake Side Wine And Spirits | Long Lake | MN | 06/2019 | 08/2019 |
| Birches On The Lake | Long Lake | MN | 06/2018 | 08/2018 |
| 6Smith | Wayzata | MN | 06/2017 | 08/2017 |
| Orono Highschool | Long Lake | MN | 09/2014 | 06/2017 |
| Unemployed | Chippewa Falls | MN | 05/2022 | 10/2022 |
| Advanced Wealth Management | Edina | MN | 10/2025 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 10/2025 | Present |
| Cetera Investment Advisors | Schaumburg | IL | 10/2025 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 01/2025; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: ADVANCED WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL PLANNING; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: CASE DESIGN ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: SUPPORTING LEAD ADVISORS WITH MEETING PREPARATION, NOTE-TAKING, AND FOLLOW UP. LEARNING FIRM PROCESSES, PLANNING TOOLS, AND CLIENT SERVICE STANDARDS; 3. NAME OF OTHER BUSINESS: NOTARY; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY SERVICES; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: NOTARY; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NOTARY SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-23 |
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