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426 Boston Post Road Suite A, Waterford, CT 06385 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-04-24 |
| FL | RA | APPROVED | 2026-03-16 |
| CT | RA | APPROVED | 2026-02-18 |
Branch Locations
426 Boston Post Road Suite A, Waterford, CT 06385 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Minneapolis | MN | 04/2025 | 07/2025 |
| Bryant University | Smithfield | RI | 08/2019 | 05/2023 |
| Certified Financial Planning Examination | Waterford | CT | 05/2023 | 11/2023 |
| Waterford Highschool | Waterford | CT | 08/2015 | 06/2019 |
| Shuttleworth Financial Group | Agawam | CT | 04/2024 | 04/2025 |
| Unemployed | Waterford | CT | 11/2023 | 03/2024 |
| Daversa Partners | Waterford | CT | 06/2021 | 08/2021 |
| Vanderbilt Securities, Llc | Woodbury | NY | 07/2025 | Present |
| Compass Rose Strategic Partners Llc | Waterford | CT | 02/2026 | Present |
1) Killingly Communications. Not investment related. Start date: 12/31/2023. Address: 1105 Killingly Commons, Dayville, CT 06241. Title: Silent Minority Partner. Duties: No duties, silent partner with zero operational or managerial duties. Time spent during regular hours: 0%. 2) Javis Property Co. Not investment related. Start date: 12/31/2023. Address: 252 Old Canterbury Turnpike, Norwich, CT 06360. Title: Silent Minority Partner. Duties: None - no operational or management responsibilities. Time spent during regular hours: 0%. 3) Compass Rose Strategic Partners LLC. Investment related. Start date: 12/2025. Address: 426 Boston Post Rd Suite A Waterford, CT 06385. Title: IAR/Financial Advisor Associate. Duties: Comprehensive Financial Planning. Time spent during regular hours: 90%. 4) Comprehensive Insurance Planning. Not investment related. Start date: 12/11/2025. Address: 426 Boston Post Rd Suite A Waterford, CT 06385. Title: Insurance Producer. Duties: Insurance producer, multiple carriers and products. Time spent during regular hours: 5%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-12 |
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