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Theodore John Schaaf

Citizens Securities, Inc.

Johnston, RI

Waterford, CT

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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-08-03
FL RA APPROVED 2022-10-14
NY RA APPROVED 2021-04-08
LA RA APPROVED 2017-11-08
RI RA APPROVED 2017-08-09
CT RA APPROVED 2017-08-08
  • NJ RA
    APPROVED
    Since 2026-08-03
  • FL RA
    APPROVED
    Since 2022-10-14
  • NY RA
    APPROVED
    Since 2021-04-08
  • LA RA
    APPROVED
    Since 2017-11-08
  • RI RA
    APPROVED
    Since 2017-08-09
  • CT RA
    APPROVED
    Since 2017-08-08

Branch Locations

1 Citizens Bank Way, Johnston, RI 02919 • United States

117 Boston Post Road Mail Stop: Ct-093, Waterford, CT 06385 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New London CT 07/2013 08/2017
Citizens Securities, Inc. Waterford CT 08/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-31
S63 Uniform Securities Agent State Law Examination 2002-09-06
  • S65 Uniform Investment Adviser Law Examination
    2007-01-31
  • S63 Uniform Securities Agent State Law Examination
    2002-09-06
Other Names
  • Ted Schaaf

View on SEC IAPD

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