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Marc Lowe

In The Money Retirement Planning Limited Liability Company

Waterford, CT

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Current Employers
In The Money Retirement Planning Limited Liability Company

161 Boston Post Rd. Suite 4 Office 5, Waterford, CT 06385 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-01-02
  • CT RA
    APPROVED
    Since 2025-01-02

Branch Locations

161 Boston Post Rd. Suite 4 Office 5, Waterford, CT 06385 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spartan Capital Securities Llc New York NY 10/2015 07/2017
Charles Schwab & Co., Inc. Fort Worth TX 07/2017 01/2020
Fisher Investments Plano TX 04/2020 04/2024
Unemployed Roanoke TX 01/2020 04/2020
In The Money Retirement Planning Llc New London CT 07/2024 Present
  • 10/2015 → 07/2017
    Spartan Capital Securities Llc
    New York, NY
  • 07/2017 → 01/2020
    Charles Schwab & Co., Inc.
    Fort Worth, TX
  • 04/2020 → 04/2024
    Fisher Investments
    Plano, TX
  • 01/2020 → 04/2020
    Unemployed
    Roanoke, TX
  • 07/2024 → Present
    In The Money Retirement Planning Llc
    New London, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-29
  • S66 Uniform Combined State Law Examination
    2016-08-29
Designations
Other Names
  • Marc Lowe
  • Marc Victor Lowe

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WATERFORD, CT
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