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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-05-16 |
| TX | RA | APPROVED | 2024-05-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Waterford | CT | 07/2014 | 05/2024 |
| Lpl Financial, Llc | Waterford | CT | 05/2024 | Present |
1) 05/13/2024-Shoreline Wealth Management LLC-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s) 2) 05/13/2024-Thomas Dittmeier-Insurance Agency-Producer, fixed annuities, traditional life insurance-Inv Related-At Waterford, CT-Start date, 04/15/2024-4hrs/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-05 |
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