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1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-01 |
| CA | RA | APPROVED | 2024-04-25 |
Branch Locations
2650 Camino Del Rio North Suite 210, San Diego, CA 92108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Brokerage Services, Inc. | Fort Worth | TX | 03/2024 | 04/2024 |
| Verizon Connect | San Diego | CA | 09/2021 | 01/2024 |
| At&T | San Diego | CA | 06/2016 | 09/2021 |
| First Command Brokerage Services, Inc | Fort Worth | TX | 04/2024 | Present |
| First Command Advisory Services , Inc. | Fort Worth | TX | 04/2024 | Present |
| First Command Insurance Services , Inc. | Fort Worth | TX | 04/2024 | Present |
Name of the other business: Little Oak Legacies Whether the business is investment-related: No Address of the other business: San Diego, CA Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Managing Member The start date of your relationship: 10/2025 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Managing Member of Little Oak Legacies, LLC, an entity formed to facilitate my First Command business. Duties include overseeing administrative support, marketing support, and financial education activities that complement my work with First Command. The entity does not provide investment advice, financial planning services, insurance recommendations, tax services, or securities-related advice outside of First Command. All advisory and product-related services are conducted solely through First Command under firm supervision.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-27 |
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