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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-01
CA RA APPROVED 2024-04-25
  • TX RA
    APPROVED
    Since 2024-07-01
  • CA RA
    APPROVED
    Since 2024-04-25

Branch Locations

2650 Camino Del Rio North Suite 210, San Diego, CA 92108 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services, Inc. Fort Worth TX 03/2024 04/2024
Verizon Connect San Diego CA 09/2021 01/2024
At&T San Diego CA 06/2016 09/2021
First Command Brokerage Services, Inc Fort Worth TX 04/2024 Present
First Command Advisory Services , Inc. Fort Worth TX 04/2024 Present
First Command Insurance Services , Inc. Fort Worth TX 04/2024 Present
  • 03/2024 → 04/2024
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 09/2021 → 01/2024
    Verizon Connect
    San Diego, CA
  • 06/2016 → 09/2021
    At&T
    San Diego, CA
  • 04/2024 → Present
    First Command Brokerage Services, Inc
    Fort Worth, TX
  • 04/2024 → Present
    First Command Advisory Services , Inc.
    Fort Worth, TX
  • 04/2024 → Present
    First Command Insurance Services , Inc.
    Fort Worth, TX
Other Businesses

Name of the other business: Little Oak Legacies Whether the business is investment-related: No Address of the other business: San Diego, CA Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Managing Member The start date of your relationship: 10/2025 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Managing Member of Little Oak Legacies, LLC, an entity formed to facilitate my First Command business. Duties include overseeing administrative support, marketing support, and financial education activities that complement my work with First Command. The entity does not provide investment advice, financial planning services, insurance recommendations, tax services, or securities-related advice outside of First Command. All advisory and product-related services are conducted solely through First Command under firm supervision.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-27
  • S66 Uniform Combined State Law Examination
    2024-03-27
Other Names
  • Marcus Aaron Little

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