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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| LA | RA | APPROVED | 2015-11-24 |
| NC | RA | APPROVED | 2015-10-30 |
| OH | RA | APPROVED | 2015-10-30 |
| PA | RA | APPROVED | 2015-10-30 |
| TX | RA | APPROVED | 2015-10-30 |
Branch Locations
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank Na | New York | NY | 10/2015 | Present |
| Jp Morgan Securities Llc | New York | NY | 10/2015 | Present |
| Eat The Change | Bethesda | MD | 09/2023 | Present |
Entity Name: Eat the Change Investment related: No "Address: 4827 Bethesda Avenue Bethesda, MD 20814 https://eatthechange.com/" Nature of the other business: Natural Health Products Position/Title/Relationship: Owner/Partner Start Date: 09/29/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Healthy snacks and drinks Entity Name: Lovevery Investment related: No "Address: RYE,New York,10580,lovevery.com" Nature of the other business: Child Development Position/Title/Relationship: Owner/Partner Start Date: 09/15/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: childhood development Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-27 |
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