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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-04-16 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
950 Main Ave, Ste. 1420, Cleveland, OH 44113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oswald Financial, Inc. | Cleveland | OH | 03/2024 | Present |
| Oswald Companies | Cleveland | OH | 10/2018 | 03/2024 |
| Unemployed | Lakewood | OH | 06/2018 | 09/2018 |
| Selman & Company | Mayfield | OH | 11/2014 | 05/2018 |
| Lpl Financial Llc | Cleveland | OH | 03/2024 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 04/2025 | Present |
1- 04/2024 / OSWALD FINANCIAL INC / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / START DATE 03/01/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-09 |
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