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Tristan Panke

LPl Enterprise, LLC

Wauwatosa, WI

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-11-14
  • WI RA
    APPROVED
    Since 2024-11-14

Branch Locations

10000 W Innovation Drive Suite 190, Wauwatosa, WI 53226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Wauwatosa WI 01/2024 11/2024
Infosys Indianapolis IN 09/2021 02/2023
Revature Austin TX 01/2021 09/2021
Unemployed N/A XX 02/2023 01/2024
Unemployed N/A XX 10/2020 01/2021
U.S. Census Bureau Springfield OR 08/2020 10/2020
Unemployed N/A XX 05/2020 08/2020
George Fox University Newberg OR 08/2019 05/2020
George Fox University Newberg OR 05/2019 08/2019
George Fox University Newberg OR 08/2017 05/2019
Silver Mountain Resort Kellogg ID 05/2017 08/2017
George Fox University Newberg OR 08/2016 05/2017
The Prudential Insurance Company Of America Wauwatosa WI 05/2024 Present
Lpl Enterprise, Llc Wauwatosa WI 11/2024 Present
  • 01/2024 → 11/2024
    Pruco Securities Llc
    Wauwatosa, WI
  • 09/2021 → 02/2023
    Infosys
    Indianapolis, IN
  • 01/2021 → 09/2021
    Revature
    Austin, TX
  • 02/2023 → 01/2024
    Unemployed
    N/A, XX
  • 10/2020 → 01/2021
    Unemployed
    N/A, XX
  • 08/2020 → 10/2020
    U.S. Census Bureau
    Springfield, OR
  • 05/2020 → 08/2020
    Unemployed
    N/A, XX
  • 08/2019 → 05/2020
    George Fox University
    Newberg, OR
  • 05/2019 → 08/2019
    George Fox University
    Newberg, OR
  • 08/2017 → 05/2019
    George Fox University
    Newberg, OR
  • 05/2017 → 08/2017
    Silver Mountain Resort
    Kellogg, ID
  • 08/2016 → 05/2017
    George Fox University
    Newberg, OR
  • 05/2024 → Present
    The Prudential Insurance Company Of America
    Wauwatosa, WI
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Wauwatosa, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-25
  • S66 Uniform Combined State Law Examination
    2024-04-25

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
U.S. BANCORP ADVISORS, LLC
CURI CAPITAL, LLC
AFFILIATED FINANCIAL ADVISORS INC
CETERA INVESTMENT ADVISERS LLC
PACKERLAND BROKERAGE SERVICES, INC.
HARBOUR INVESTMENTS, INC.
J. W. COLE ADVISORS, INC.

Other Investors

FRANK ANTHONY MULARZ III
Alicia Brooke Lantz
Andrew Lee Kroll
Edward August Behling
David Edward Koehler
DANIEL JOSEPH MATOLA
BRIAN ARTHUR JANECKE
JASON VERN VOELKER

Other Offices

LPL FINANCIAL LLC · WAUWATOSA, WI
U.S. BANCORP ADVISORS, LLC · Wauwatosa, WI
CURI CAPITAL, LLC · Milwauikee, WI
AFFILIATED FINANCIAL ADVISORS INC · MILWAUKEE, WI
CETERA INVESTMENT ADVISERS LLC · WAUWATOSA, WI
PACKERLAND BROKERAGE SERVICES, INC. · WAUWATOSA, WI
HARBOUR INVESTMENTS, INC. · MILWAUKEE, WI
AFFILIATED FINANCIAL ADVISORS INC · MILWAUKEE, WI

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