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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-06-09
  • PA RA
    APPROVED
    Since 2025-06-09

Branch Locations

1202 North Street, Jim Thorpe, PA 18229 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bok Financial Tulsa OK 05/2021 06/2024
Bok Financial Tulsa OK 06/2019 04/2021
Bok Financial Tulsa OK 03/2019 05/2019
Bok Financial Tulsa OK 07/2014 03/2019
Thrivent Investment Management Inc Lehighton PA 04/2024 05/2025
Russellmania Promotions Llc Thorpe PA 01/2022 12/2022
Thrivent Financial Appleton WI 06/2024 12/2024
Thrivent Financial Appleton WI 12/2024 05/2025
Mauch Chunk Trust Company Dba Mauch Chunk Trust Wealth Managemen Jim Thorpe PA 05/2025 Present
Lifex Research Corporation Albrightsville PA 06/2025 06/2025
Cetera Wealth Services, Llc El Segundo CA 06/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2025 Present
  • 05/2021 → 06/2024
    Bok Financial
    Tulsa, OK
  • 06/2019 → 04/2021
    Bok Financial
    Tulsa, OK
  • 03/2019 → 05/2019
    Bok Financial
    Tulsa, OK
  • 07/2014 → 03/2019
    Bok Financial
    Tulsa, OK
  • 04/2024 → 05/2025
    Lehighton, PA
  • 01/2022 → 12/2022
    Russellmania Promotions Llc
    Thorpe, PA
  • 06/2024 → 12/2024
    Thrivent Financial
    Appleton, WI
  • 12/2024 → 05/2025
    Thrivent Financial
    Appleton, WI
  • 05/2025 → Present
    Mauch Chunk Trust Company Dba Mauch Chunk Trust Wealth Managemen
    Jim Thorpe, PA
  • 06/2025 → 06/2025
    Lifex Research Corporation
    Albrightsville, PA
  • 06/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2025 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: MAUCH CHUNK TRUST COMPANY DBA MAUCH CHUNK TRUST WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BANK; START DATE: 05/2025; POSITION/TITLE/RELATIONSHIP: INVESTMENT SERVICES REP; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: BANK EMPLOYEE THAT OFFERS SECURITIES AND INSURANCE RELATED PRODUCTS TO BANK'S CLIENTS; 2. NAME OF OTHER BUSINESS: REDWOOD DRIVE LLC; INVESTMENT RELATED: NO; ADDRESS: ALBUQUERQUE, NM 87120 NATURE OF BUSINESS: LONG-TERM RENTAL PROPERTY; START DATE: 03/2021; POSITION/TITLE/RELATIONSHIP: SOLE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: RESIDENTIAL LONG-TERM RENTAL PROPERTY. PROPERTY IS MANAGED BY A PROFESSIONAL PROPERTY MANAGER; 3. NAME OF OTHER BUSINESS: JIM THORPE YOUTH SOCCER ASSOCIATION, INC. INVESTMENT RELATED: NO; ADDRESS: JIM THORPE, PA 18229; NATURE OF BUSINESS: YOUTH SOCCER ORGANIZATION START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: HEAD OF SPONSORSHIP, FUNDRAISING, AND COMMUNITY OUTREACH COMMITTEE; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: ACQUIRE SPONSORS AND SPONSORSHIP DOLLARS FOR YOUTH SOCCER PROGRAMS. CREATE AND OPERATE FUNDRAISING ACTIVITIES FOR YOUTH SOCCER PROGRAM;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-07
  • S66 Uniform Combined State Law Examination
    2024-08-07

View on SEC IAPD

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