Alex Gerald Haggerty

Current Employers

Employment History

• 05/2018 → 09/2025
  Avantax Investment Services, Inc.
  Jim Thorpe, PA
• 10/2017 → Present
  Good Shephard Lutheran Church
  Northampton, PA
• 06/2014 → 09/2017
  St. Paul's Lutheran Church
  Albrightsville, PA
• 08/2015 → 04/2018
  Susqeuhanna University
  Selinsgrove, PA
• 01/2019 → 09/2025
  Avanatax Advisory Services
  Jim Thorpe, PA
• 07/2022 → Present
  Trinity Lutheran Church
  Lehighton, PA
• 05/2024 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Jim Thorpe, PA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2026 → Present
  Haggerty Financial Llc
  Jim Thorpe, PA

Previous Registrations

• 2019-01-04 → 2025-09-05
  Avantax Advisory Services
  Jim Thorpe, PA
  Jim Thorpe, PA

Other Businesses

1) TRINITY LUTHERAN CHURCH; POSITION: Minister of Music NATURE: In this position I act as the organist and choir director for the churches' Sunday Services. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 07/03/2022; ADDRESS: 175 S 3rd St, Lehighton PA 18235, United States; DESCRIPTION: In this position I plan worship, accompany the congregation on the organ, and direct the choir. 2) NAME OF OTHER BUSINESS: HAGGERTY FINANCIAL LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2026, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2018-12-17