Benn J Smith

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-05-16
PA	RA	APPROVED	2025-05-15
TX	RA	APPROVED_RES	2025-05-15

NJ RA
APPROVED

Since 2025-05-16
PA RA
APPROVED

Since 2025-05-15
TX RA
APPROVED_RES

Since 2025-05-15

Branch Locations

15093 Kutztown Rd, Kutztown, PA 19530 • United States

2752 Macarthur Rd, Whitehall, PA 18052 • United States

5500 Crawford Dr, Bethlehem, PA 18017 • United States

4300 William Penn Highway, Easton, PA 18045 • United States

1235 Blakeslee Boulevard Dr E, Lehighton, PA 18235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Diamond Credit Union	Pottstown	PA	06/2015	12/2017
Lpl Financial Llc	Pottstown	PA	06/2015	12/2017
Pfg Advisors	Pottstown	PA	06/2015	09/2017
Cuso Financial Services, Lp	San Diego	CA	01/2018	05/2025
Lpl Financial Llc	Phillipsburg	NJ	05/2025	Present

06/2015 → 12/2017

Diamond Credit Union

Pottstown, PA
06/2015 → 12/2017

Lpl Financial Llc

Pottstown, PA
06/2015 → 09/2017

Pfg Advisors

Pottstown, PA
01/2018 → 05/2025

Cuso Financial Services, Lp

San Diego, CA
05/2025 → Present

Lpl Financial Llc

Phillipsburg, NJ

Previous Registrations

2018-01-08 → 2025-05-15

Cuso Financial Services, L.P.

Bethlehem, PA

Whitehall, PA

Kutztown, PA

Allentown, PA

Lehighton, PA

Bethlehem, PA

Easton, PA

Easton, PA

Phillipsburg, NJ

Allentown, PA
2015-06-30 → 2017-12-26

Lpl Financial Llc

Pottstown, PA

Gilbertsville, PA
2015-07-06 → 2017-09-05

Pfg Advisors

Pottstown, PA

Phoenix, AZ
2014-03-26 → 2015-06-15

Cetera Investment Advisers Llc

Bethleham, PA
2010-06-09 → 2014-04-01

Lpl Financial Llc

Allentown, PA

Allentown, PA

Lansford, PA

Allentown, PA

Kresgeville, PA

Lehighton, PA

Slatington, PA

Bethlehem, PA

Palmerton, PA

Fort Mill, SC

Allentown, PA

Allentown, PA
2008-04-08 → 2010-05-14

Vicus Capital, Inc.

Harrisburg, PA
2006-10-05 → 2008-04-23

Inner Harbor Asset Management

Towson, MD
2004-04-05 → 2005-01-06

Equitable Advisors, Llc

Lancaster, PA

Other Businesses

1- 05/15/2025 - First Commonwealth Investment Services - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 05/16/2025 - 160 hours per month/ during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-01-17

S66 Uniform Combined State Law Examination

2004-01-17

Other Names

Benn Jacob Smith

View on SEC IAPD