Best Investors
Account
Sign in
Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-05 |
| PA | RA | APPROVED | 2004-01-16 |
| NJ | RA | APPROVED | 2002-07-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Lehighton | PA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Lehighton | PA | 03/2020 | Present |
Business Ownership; Mark J Oteri LLC; Manage practice expenses; Manage practice expenses and hold real estate property; 179 Interchange Rd, , Lehighton, PA, 18235; Investment-Related; 04/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-01 |
Reach out to this advisor