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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-01-27 |
Branch Locations
1873 S Bellaire St Ste 1600, Denver, CO 80222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scott G Sparks | Denver | CO | 10/2025 | 01/2026 |
| Towne Bank | Virginia Beach | VA | 02/2024 | 10/2025 |
| First Citizens Bank | Raleigh | NC | 05/2022 | 02/2024 |
| East Carolina University | Greenville | NC | 08/2018 | 05/2022 |
| Blue Petes Restaurant | Virginia Beach | VA | 03/2016 | 08/2018 |
| Raymond James Financial Services Inc | Suffolk | VA | 04/2024 | 10/2025 |
| Scott Sparks | Denver | CO | 01/2026 | Present |
| Northwestern Mutual Investment Services Llc | Denver | CO | 01/2026 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-20 |
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