Mary Margaret Bauman

Employer firm

Arax Advisory Partners CRD 133535

$26.5B regulatory AUM 16 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 05/2019
  Incarnate Word Academy
  Houston, TX
• 08/2019 → 05/2023
  Texas A&M University
  College Station, TX
• 06/2022 → 08/2022
  U.S. Capital Advisors Llc
  Houston, TX
• 06/2023 → 08/2023
  U.S. Capital Advisors Llc
  Houston, TX
• 01/2024 → 06/2026
  U.S. Capital Advisors Llc
  Houston, TX
• 09/2023 → 11/2023
  Unemployed
  Houston, TX
• 06/2026 → Present
  Arax Advisory Partners
  Houston, TX
• 10/2024 → Present
  Usca Securities Llc
  Houston, TX

Previous Registrations

• 2025-07-11 → 2026-07-21
  U.S. Capital Wealth Advisors, Llc
  Houston, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-06-23
• S63 Uniform Securities Agent State Law Examination
  2024-12-14

Other Names

• Mimi Bauman
• Mary Margaret Bauman