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Rishi R Sriram

Broken Investing, LLC

Waco, TX

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Current Employers
Broken Investing, Llc

425 Austin Avenue Suite 1205, Waco, TX 76701 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-04
  • TX RA
    APPROVED
    Since 2025-09-04

Branch Locations

425 Austin Avenue Suite 1205, Waco, TX 76701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broken Investing, Llc Waco TX 06/2023 Present
Beane Wealth Management Group Waco TX 03/2024 09/2024
Baylor University Waco TX 06/2001 Present
  • 06/2023 → Present
    Waco, TX
  • 03/2024 → 09/2024
    Beane Wealth Management Group
    Waco, TX
  • 06/2001 → Present
    Baylor University
    Waco, TX
Other Businesses

I am employed full-time as a professor at Baylor University. This business is not investment-related. Baylor University is an institution of higher education located in Waco, Texas 76798. I am an associate professor in the school of education. I have worked full-time at Baylor since 2001. I work 40 hours a week at Baylor, and 20 hours a week are during trading hours. I teach classes to future college administrators and research college student success.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-20
  • S65 Uniform Investment Adviser Law Examination
    2025-05-20

View on SEC IAPD

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