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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-20
NY RA APPROVED 2026-03-19
  • TX RA
    APPROVED
    Since 2026-03-20
  • NY RA
    APPROVED
    Since 2026-03-19

Branch Locations

45 Rockefeller Plaza, New York, NY 10111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller Financial Llc Ny NY 06/2023 Present
Columbia University New York NY 09/2022 05/2023
Royal Bank Of Canada Montreal 06/2021 06/2022
University Of Michigan Ann Arbor MI 09/2017 05/2021
Selwyn House School Montreal 09/2013 05/2017
Camp Laurel Readfield ME 05/2017 09/2017
  • 06/2023 → Present
    Ny, NY
  • 09/2022 → 05/2023
    Columbia University
    New York, NY
  • 06/2021 → 06/2022
    Royal Bank Of Canada
    Montreal
  • 09/2017 → 05/2021
    University Of Michigan
    Ann Arbor, MI
  • 09/2013 → 05/2017
    Selwyn House School
    Montreal
  • 05/2017 → 09/2017
    Camp Laurel
    Readfield, ME
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-19
  • S66 Uniform Combined State Law Examination
    2026-03-19

View on SEC IAPD

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