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Shane Michael Lomax

Cetera Investment Advisers LLC

Lighthouse Point, FL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-21
FL RA APPROVED 2024-09-30
  • TX RA
    APPROVED
    Since 2025-01-21
  • FL RA
    APPROVED
    Since 2024-09-30

Branch Locations

2050 E Sample Road, Lighthouse Point, FL 33064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dunkin' West Palm Beach FL 06/2020 08/2020
Royal Blue Detail Tampa FL 09/2021 11/2021
Palm Beach Gardens Highschool Palm Beach Gardens FL 08/2016 06/2017
Unemployed Palm Beach Gardens FL 06/2017 08/2017
Palm Beach Gardens Highschool Palm Beach Gardens FL 08/2017 06/2018
Unemployed Palm Beach Gardens FL 06/2018 08/2018
Palm Beach Gardens Highschool Palm Beach Gardens FL 08/2018 05/2019
Unemployed Palm Beach Gardens FL 05/2019 08/2019
University Of South Florida Tampa FL 08/2019 05/2020
University Of South Florida Tampa FL 08/2020 05/2021
Unemployed Tampa FL 05/2021 08/2021
University Of South Florida Tampa FL 08/2021 05/2022
University Of South Florida Tampa FL 05/2022 08/2022
University Of South Florida Tampa FL 08/2022 05/2023
Unemployed Tampa FL 05/2023 03/2024
Dl Enterprises Of Palm Beach Inc North Palm Beach FL 05/2024 01/2025
Cetera Wealth Services, Llc El Segundo CA 06/2024 Present
Cetera Advisor Networks El Segundo CA 02/2024 06/2024
Cetera Investment Advisers Llc Schaumburg IL 09/2024 Present
  • 06/2020 → 08/2020
    Dunkin'
    West Palm Beach, FL
  • 09/2021 → 11/2021
    Royal Blue Detail
    Tampa, FL
  • 08/2016 → 06/2017
    Palm Beach Gardens Highschool
    Palm Beach Gardens, FL
  • 06/2017 → 08/2017
    Unemployed
    Palm Beach Gardens, FL
  • 08/2017 → 06/2018
    Palm Beach Gardens Highschool
    Palm Beach Gardens, FL
  • 06/2018 → 08/2018
    Unemployed
    Palm Beach Gardens, FL
  • 08/2018 → 05/2019
    Palm Beach Gardens Highschool
    Palm Beach Gardens, FL
  • 05/2019 → 08/2019
    Unemployed
    Palm Beach Gardens, FL
  • 08/2019 → 05/2020
    University Of South Florida
    Tampa, FL
  • 08/2020 → 05/2021
    University Of South Florida
    Tampa, FL
  • 05/2021 → 08/2021
    Unemployed
    Tampa, FL
  • 08/2021 → 05/2022
    University Of South Florida
    Tampa, FL
  • 05/2022 → 08/2022
    University Of South Florida
    Tampa, FL
  • 08/2022 → 05/2023
    University Of South Florida
    Tampa, FL
  • 05/2023 → 03/2024
    Unemployed
    Tampa, FL
  • 05/2024 → 01/2025
    Dl Enterprises Of Palm Beach Inc
    North Palm Beach, FL
  • 06/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2024 → 06/2024
    Cetera Advisor Networks
    El Segundo, CA
  • 09/2024 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-27
  • S66 Uniform Combined State Law Examination
    2024-08-27

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
HINKLE FINANCIAL SERVICES LLC
WELLS FARGO CLEARING SERVICES, LLC
GLOBAL WEALTH MANAGEMENT, L.C.
COMPASS FINANCIAL GROUP, INC.
LPL FINANCIAL LLC

Other Investors

DENNIS MICHAEL LOMAX
MICHAEL ORANGE MCLAIN
Robert Friedman
ERIK OLIN JOHNSON
FREDERICK RICHARDS MACLEAN
FREDERICK RICHARDS MACLEAN, JR.
CRAIG CHIH-HSIN CHUANG
DAVID KENNETH TEAS

Other Offices

EDWARD JONES · LIGHTHOUSE POINT, FL
HERITAGE INVESTMENT GROUP, INC. · POMPANO BEACH, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Pompano Beach, FL
CETERA INVESTMENT ADVISERS LLC · HILLSBORO BEACH, FL
HINKLE FINANCIAL SERVICES LLC · POMPANO BEACH, FL
WELLS FARGO CLEARING SERVICES, LLC · DEERFIELD BEACH, FL
GLOBAL WEALTH MANAGEMENT, L.C. · DEERFIELD BEACH, FL
COMPASS FINANCIAL GROUP, INC. · DEERFIELD BEACH, FL

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