Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-29 |
| FL | RA | APPROVED | 2023-04-07 |
Branch Locations
2050 E Sample Road, Lighthouse Point, FL 33064 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services Inc | Lighthouse Point | FL | 07/2005 | 09/2019 |
| Summit Financial Group Inc | Lighthouse Point | FL | 07/2005 | 05/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2019 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2023 | Present |
(1) D.L. ENTERPRISES OF PALM BEACH, INC; SINCE 02/21/1997; 113 DAVIT DRIVE, NORTH PALM BEACH, FL, 33408; PRESIDENT; using the corporation strictly to pay bills and expenses associated with doing business through summit brokerage; 3 HOURS SPENT ON ACTIVITY PER MONTH, 0 DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 1989-05-05 |
Reach out to this advisor