Dennis Michael Lomax

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2005 → 09/2019
  Summit Brokerage Services Inc
  Lighthouse Point, FL
• 07/2005 → 05/2021
  Summit Financial Group Inc
  Lighthouse Point, FL
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2005-08-26 → 2021-05-20
  Summit Financial Group Inc
  Lighthouse Pt, FL
• 1997-08-05 → 2005-07-15
  Wells Fargo Advisors Financial Network, Llc
  Lighthouse Point, FL

Other Businesses

(1) D.L. ENTERPRISES OF PALM BEACH, INC; SINCE 02/21/1997; 113 DAVIT DRIVE, NORTH PALM BEACH, FL, 33408; PRESIDENT; using the corporation strictly to pay bills and expenses associated with doing business through summit brokerage; 3 HOURS SPENT ON ACTIVITY PER MONTH, 0 DURING TRADING HOURS

Exams

• S66 Uniform Combined State Law Examination
  2001-10-16
• S63 Uniform Securities Agent State Law Examination
  1989-05-05

Other Names

• Dennis Michael Lomax