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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-12-27
FL RA APPROVED 2017-06-09
  • TX RA
    APPROVED
    Since 2018-12-27
  • FL RA
    APPROVED
    Since 2017-06-09

Branch Locations

1821 N E 24Th Street, Lighthouse Point, FL 33064-0000 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2001 Present
Other Businesses

EXCHANGE CLUB OF POMPANO BEACH, FL - NOT INVESTMENT RELATED POSITION: SECRETARY ZERO HOURS DEVOTED DURING TRADING HOURS DUTIES: KEEP NOTES ON BOARD MEETINGS AND OTHER RELEVANT ACTIVITIES. ** "Performing, CD sales, Cd royalties, Songwriting royalties Type: Date: 08/01/13 Title: Trad Hrs: 0 Tot Hrs: 0 Income: 0 Desc: cd sales, royalties City-State: Deerfield Beach FL"

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-05
S63 Uniform Securities Agent State Law Examination 1997-09-26
  • S65 Uniform Investment Adviser Law Examination
    2017-06-05
  • S63 Uniform Securities Agent State Law Examination
    1997-09-26
Other Names
  • Robert Friedman

View on SEC IAPD

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