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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-22 |
Branch Locations
9171 Towne Centre Drive Suite 100, San Diego, CA 92122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 02/2024 | 11/2024 |
| Unemployed | San Diego | CA | 01/2024 | 02/2024 |
| Seaworld Parks & Entertainment | San Diego | CA | 07/2021 | 07/2023 |
| University Of California San Diego | La Jolla | CA | 09/2019 | 12/2023 |
| Unemployed | Beaumont | CA | 01/2013 | 09/2019 |
| Mma Securities Llc | San Diego | CA | 11/2024 | Present |
| Marsh Mclennan Agency | San Diego | CA | 11/2024 | Present |
The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-17 |
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