Patrick Lee Williams

Current Employers

Employment History

• 09/2014 → 12/2019
  Sterne Agee Financial Services, Inc.
  Carlisle, PA
• 01/2015 → 12/2019
  Sterne Agee Investment Advisor Services, Inc.
  Birmingham, AL
• 01/2020 → 06/2024
  Securities America Advisors
  Carlisle, PA
• 01/2020 → 06/2024
  Securities America, Inc.
  Carlisle, PA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Carlisle, PA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Carlisle, PA

Previous Registrations

• 2020-01-02 → 2024-06-14
  Securities America Advisors, Inc.
  Carlisle, PA
  Carlisle, PA
• 2015-01-30 → 2020-01-02
  Stonex Advisors Inc.
  Carlisle, PA
  Birmingham, AL
• 2010-01-12 → 2015-01-30
  Wrp Investments, Inc.
  Windsor Locks, CT
  Carlisle, PA
  Youngstown, OH
• 2007-11-08 → 2010-01-14
  Guardian Asset Advisors, Llc
  Mechanicsburg, PA
• 2008-02-19 → 2010-01-12
  National Planning Corporation
  Mechanicsburg, PA
  Harrisburg, PA

Other Businesses

1. N/A POSITION: Tax Preparer NATURE: Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 613 Devonshire Dr., Carlisle PA 17013 DESCRIPTION: Tax Preparation for about 10 family and friends 2. DBA - Cornerstone Wealth Management 3. N/A POSITION: Agent NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 01/01/2010 ADDRESS: 64 S. West St., Carlisle PA 17013 DESCRIPTION: Facilitate clients obtaining different insurances based on the needs of their individual financial goals and risks. 4. CWM REALTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 64 S. West St., Second Fl, Carlisle PA 17013, United States DESCRIPTION: Taking care of the upkeep of the apartment property.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-01-04
• S63 Uniform Securities Agent State Law Examination
  1999-05-18

Designations

Other Names

• Patrick Lee Williams