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Nicola Jane Barton

Forth Capital (Usa), LLC

Houston, TX

Houston, TX

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Current Employers
Forth Capital (Usa), Llc

11111 Katy Freeway Suite 910, Houston, TX 77079 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-11
TX RA APPROVED 2024-04-11
  • CA RA
    APPROVED
    Since 2024-04-11
  • TX RA
    APPROVED
    Since 2024-04-11

Branch Locations

11111 Katy Freeway Suite 910, Houston, TX 77079 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Forth Capital Edinburgh 01/2019 Present
Landry'S Post Oak Hotel Houston TX 12/2016 01/2019
Ron'S Pub Houston TX 01/2013 12/2016
  • 01/2019 → Present
    Forth Capital
    Edinburgh
  • 12/2016 → 01/2019
    Landry'S Post Oak Hotel
    Houston, TX
  • 01/2013 → 12/2016
    Ron'S Pub
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-02
  • S65 Uniform Investment Adviser Law Examination
    2024-02-02

View on SEC IAPD

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