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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-08-26 |
Branch Locations
6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securties | W Des Moines | IA | 03/2024 | Present |
| Principal Life Insurance | W Des Moines | IA | 03/2024 | Present |
| Tompkins Industries | Des Moines | IA | 10/2021 | 07/2024 |
| Hupp Toyotalift | Ankeny | IA | 10/2006 | 10/2021 |
| Naviture | West Des Moines | IA | 09/2024 | Present |
**FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 09/03/2024 ADDRESS: 6701 Westown Pkwy, West Des Moines IA 50266, United States DESCRIPTION: Fixed Insurance: Life, Disability, Annuities, Long Term Care, Health, Medicare Supplements, Group Benefits. **NAVITURE POSITION: Financial Advisor NATURE: DBA Name Mutual Funds/Securities/ VA / VL INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 12 START DATE: 09/01/2024 ADDRESS: 6701 Westown Parkway, Suite 200, West Des Moines IA 50266, United States DESCRIPTION: DBA Marketing name, I am financial advisor.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-23 |
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