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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
TX RA APPROVED_RES 2012-12-06
CA RA APPROVED 2007-05-29
CT RA APPROVED 2007-05-29
FL RA APPROVED 2007-05-29
PA RA APPROVED 2007-05-29
  • NY RA
    APPROVED
    Since 2021-08-17
  • TX RA
    APPROVED_RES
    Since 2012-12-06
  • CA RA
    APPROVED
    Since 2007-05-29
  • CT RA
    APPROVED
    Since 2007-05-29
  • FL RA
    APPROVED
    Since 2007-05-29
  • PA RA
    APPROVED
    Since 2007-05-29

Branch Locations

Citi Retail Banking 330 Madison Avenue, New York, NY 10017 • United States

Citi Wealth Management, Sales 153 E. 53Rd Aka 601 Lexington Avenue, 25Th Fl, New York, NY 10022 • United States

Long Island City, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 05/2007 Present
Previous Registrations
  • 2006-01-20 → 2007-05-29
    Citicorp Investment Services
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-30
S63 Uniform Securities Agent State Law Examination 1999-05-19
  • S66 Uniform Combined State Law Examination
    2002-10-30
  • S63 Uniform Securities Agent State Law Examination
    1999-05-19
Other Names
  • David Darshan

View on SEC IAPD

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