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James Clark Ebben

Thrivent Investment Management Inc.

Appleton, WI

Appleton, WI

CRD 3213868

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2009-02-27
  • WI RA
    APPROVED
    Since 2009-02-27

Branch Locations

4321 N Ballard Rd, Appleton, WI 54919-0001 • United States

Appleton, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Appleton WI 03/2008 Present
Thrivent Financial For Lutherans Appleton WI 03/2000 Present
Other Businesses

CAR RACING POSITION: INDEPENDENT NATURE: RACE CARS INVESTMENT RELATED: NO DESCRIPTION: DRIVE REACECARS IN THE SUMMER MONTHS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-26
  • S66 Uniform Combined State Law Examination
    2009-02-26

View on SEC IAPD

Nearby Firms

MORGAN STANLEY
PRIVATE CLIENT SERVICES, LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Nearby Investors

BRANDY LYNN DEBROUX
LEIGH ANN THERN
Matthew C Bush

Nearby Offices

MORGAN STANLEY · APPLETON, WI
PRIVATE CLIENT SERVICES, LLC · Appleton, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · APPLETON, WI

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