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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-01-02
  • NC RA
    APPROVED
    Since 2025-01-02

Branch Locations

3334 Hillsborough St., Raleigh, NC 27607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 02/2024 01/2025
Cambridge Investment Research, Inc. Fairfield IA 03/2024 Present
Wise Women Wealth Raleigh NC 04/2021 Present
North Carolina State Employees' Credit Union Raleigh NC 11/2011 02/2018
Unemployed Raleigh NC 03/2018 04/2021
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2025 Present
  • 02/2024 → 01/2025
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 03/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2021 → Present
    Wise Women Wealth
    Raleigh, NC
  • 11/2011 → 02/2018
    North Carolina State Employees' Credit Union
    Raleigh, NC
  • 03/2018 → 04/2021
    Unemployed
    Raleigh, NC
  • 01/2025 → Present
    Fairfield, IA
Other Businesses

1) WISE WOMEN WEALTH, 317 GEORGETOWN RD RALEIGH NC, 02/2024, OWNER, BUDGET COACHING, NIR, 40 HR/MO 20 HR/MO TRADING 2) SARAH MCCLAIN, 2556 Noble Rd, Raleigh NC 27608, 10/30/2024, Owner, Real Estate, NIR, 1 HR/MO, 0 HR/MO TRADING. 3) SARAH MCCLAIN, 2509 S Walter Reed Dr, Unit D, Arlington VA 22206, 10/30/2024, Owner, Real Estate, NIR, 1 HR/MO, 0 HR/MO TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 1/2025, AS ADMINISTRATIVE REP OF A RIA. INV REL, 80 HR/MO- 80 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-23
  • S66 Uniform Combined State Law Examination
    2024-10-23

View on SEC IAPD

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